FINTAX Corporate Professionals LLP | We're team of experienced Company Secretary | Company Registrations - ROC - FEMA - SEBI - Due Dilligence - Corporate Litigations & Compliances # Call Us +91-7210000745

COMPANY SECRETARY'S SCOPE OF SERVICES 

Secretarial/Compliance Audit and Certification Services

• Secretarial/Compliance Audit
• Issuing Compliance certificate for companies not required to employ a whole-time Company Secretary
• Signing of Annual Return
• Other declarations, attestations and certifications under the Companies Act, 1956

Corporate Laws Advisory Services

• Advising companies on Compliance of legal and procedural aspects, particularly under –
• Compliances udner Companies Act and Company Incorporations and Post Incorporation Compliances and Advisory
• SEBI Act, Securities Contracts (Regulation) Act and rules and regulations made thereunder
• Foreign Exchange Management Act
• Consumer Protection Act
• Depositories Act
• Environment and Pollution Control Laws
• Labour and Industrial Laws
• Co-operative Societies Act
• Mergers and Amalgamations and Strategic Alliances
• Foreign Collaborations and Joint Ventures
• Competition Policy and Competition Law Compliances
• IPR Protection, Management, Valuation and Audit
• Drafting of Legal Documents

Representation Services

Representing on behalf of a company and other persons before–

• Company Law Board (CLB)
• National Company Law Tribunal (NCLT)
• Competition Commission of India (CCI)
• Securities Appellate Tribunal (SAT)
• Registrar of Companies (ROC)
• Consumer Forums
• Telecom Disputes Settlement and Appellate Tribunal
• Tax Tribunals 
• Other quasi-judicial bodies and Tribunals

Arbitration and Conciliation Services

• Advising on arbitration, negotiation and conciliation t in commercial disputes between the parties
• Acting as arbitrator/conciliator in domestic and international commercial disputes
• Drafting Arbitration/Conciliation Agreement/Clause

Financial Market Services - Public Issue, Listing and Securities Management

• Advisory Services in Issue of Shares and other Securities
• Drafting of prospectus/offer for sale/ letter of offer/other documents related to issue of securities and obtaining various approvals in association with lead managers
• Listing / delisting of securities
• Private placement of securities
• Buy-back of shares 
• Raising of funds from international markets – ADR/GDR/ECB
• Acting as compliance officer under listing agreement 
• Compliance officer for various capital market intermediaries 

Securities Compliance and Certification Services

Compliance with rules and regulations in the securities market particularly –

• Internal Audit of Depository Participants
• Internal Audit of Stock Brokers/Trading Members/Clearing Members
• Certifications under SEBI (DIP) Guidelines
• Audit in relation to Reconciliation of shares
• Concurrent Audit
• Certificate in respect of compliance of Private Limited and Unlisted Public Company (Buy Back Securities) Rules
• Certification regarding compliance of conditions of Corporate Governance under clause 49 of the equity listing agreement
• Various certificationsfortradingmembers ofstock exchanges
• Certification regarding compliance as to issue of Bonus shares
• Listing Agreement for Listing of Debt Securities and Listing Agreement for Indian Depository Receipts

Advisory on corporate social responsibility 

 Corporate Laws • Corporate Governance • Corporate Administration • Board and Shareholders Meetings • Corporate Compliance Management • Stakeholder Relationship • IPO, ADRs / GDRs • Capital Markets, Stock Exchanges & Listing Agreement • Mergers & Amalgamations • Insider Trading & Takeovers • Representations • Arbitration & Reconciliation • Direct and Indirect Taxes • Investor Education and Protection